15 Members
23 Members
12 Members
17 Members
10 Members
FINRA does not publish a list of firms subscribed to FIND; firms must complete an interest form to subscribe, and FINRA does not share the list of subscribing firms with candidates.
FinPro Gateway enables FINRA member firms to opt in to deliver certain regulatory communications and interactive services to associated persons (for example: electronic delivery of Form U4/Form U5 and predispute arbitration information per Regulatory Notice 25-09; automated FinPro email notifications to registered and previously registered individuals). FinPro also supports FIND opt-ins and MQP integrations to make candidate information available to subscribed firms.
5 Members
1 Member